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Financial Services & Company Regulation
The Practice Group is experienced in advising and representing clients being investigated by regulators such as the Department for Business, Innovation and Skills (BIS),the Financial Services Authority and the insurance industry regulators. Members of the Group have particular expertise in the following areas:
- Criminal Investigations and Prosecutions;
- Regulatory Investigations and Breaches;
- Authorisation and Licensing Requirements;
- Judicial Review Proceedings and Challenges; and
- Claims under the jurisdiction of the FSA for redress for the breach of duty of financial advisers
To view a list of our members who specialise in this area, please click on the drop down menu to the left.